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Henry Day

| Call 2011

Profile: Banking and Financial Services

Experience and Expertise

In 2015 Henry undertook a secondment to Eversheds’ Financial Services Disputes and Investigations department in London. Much of his time there was spent working on the defence, which ultimately proved successful, of an FCA Enforcement Investigation, including advising on the scope of the Financial Services and Markets Act 2000 (FSMA) s.66, the FCA’s Principles for Businesses and issues of privilege and assisting with document review.

In 2013 he also undertook a nine-month secondment at the Financial Conduct Authority, during which he advised the FCA’s Policy and Supervision divisions on a wide range of issues arising from recent amendments to and the operation of FSMA, related statutory instruments and the FCA Handbook.

Particular matters on which Henry provided advice while at the FCA included:

Henry also advised the FCA on a range of matters relating to small regulated firms, including:

In addition, Henry assisted in the drafting of notices under FSMA s.165, notices of variation of permission under FSMA Part 4A, attestations and deed polls.

Henry is a member of the Financial Services Lawyers Association.

 

Publications

Henry is an editor of Wurtzburg & Mills on Building Society Law, which he co-edits with Malcolm Waters QC, Elizabeth Ovey and Mark Fell.

Henry Day